In this article series, we relive some of the most insightful Smarsh Advance 2022 conversations about the evolving compliance, communication and technological landscapes affecting regulated industries and government agencies.
Messaging around the world has evolved. It’s no different for regulated industries and government agencies. Many have:
- Enabled employees to work from anywhere
- Orchestrated mass broadcasting of SMS and text messaging
Today, SMS communications are paramount to scalability goals within government. All state and local agencies managing and archiving that data for public records are required by state law to capture and store electronic communications and make those records available upon request. Failing to produce records in a timely manner or misplacing records will result in costly fines, reputational damage and legal consequences.
At Smarsh Advance, we focused on government agencies and digital communications, highlighting messaging implications at the state and local level, as well as the need for transparency.
- Leveraging text messaging for government business
With an abundance of government employees today working from anywhere, mobility is key to communication with other employees, partners, and constituents. Government entities have recognized the needs of their remote workforce, enabling employees to use a growing list of modern technologies. Additionally, they’ve taken measures to capture and retain communications data, such as text and voice messaging, for public record.
In our Advance session, Leveraging Text Messaging for Government Business, we discussed why enabling the workforce to effectively communicate is only one piece of the puzzle. Government agencies need to think beyond user interface.
Laws differ from state to state. From a legal standpoint, agencies must evaluate their communications technology from both the user and administrative perspective. Employees need easy-to-use digital communications, while administrative teams need an efficient way to capture, store and produce those records when needed.
Watch the full session here.
- Providing city-issued devices
While a bring-your-own-device (BYOD) policy might sound good to some, it can invite security and data risks. City-issued devices allow for better oversight and control of work-related communications and archiving. Some cities have opted to provide their own devices rather than installing software onto personal devices, archiving communication that takes place on that device and separating the work-related data for public record storage.
Along with those devices, employees must be trained and educated in the handling and storage of their communications, specifically in the public record aspect. While there is a great deal of common sense employees must use, there’s also a level of training needed for employees to understand and follow procedures when it comes to how they communicate with coworkers and the public.
“It’s really no different than email,” says Wallace. “How you correspond and send notices through email is the same as mobile text messaging.”
- Keeping work-related communications contained
When passing out city-issued devices, agencies can limit the range of digital communications with an access point name (APN). An APN secures communications traffic or places that traffic into a mandated container. This means users can only message to a set group while being cut off from communicating with anyone outside of that group. This containerization is an often-used solution for narrowing communications and limiting associated risks.
- When public communications matter
Having a direct line of communication to the public is beneficial for state and local governments. In our Advance session, When Public Communications Matter, we discuss how it’s not only efficient, but it also builds trust between a government and its constituents. However, that direct line also creates new risks that that are concerning to agencies from a technology, records and government perspective.
Watch the full session here.
- The problem of data storage
Enabling and regulating digital communications in any industry has its challenges. One of the biggest challenges is data storage. Large, unstructured data — such as audio, video or text — is hard to keep track of, because it’s abundant and requires substantial management, metadata and storage space. This can be especially difficult at the local level where funding may not be as readily available.
The best example of this is video. Video files often present more than just a storage space issue because there are more complex issues about privacy concerns, such as:
- When certain videos can be released
- If minors are on the video
- Whether the retention or release of a video could affect an ongoing trial
- Sizing up information risks
The proliferation and quick adoption of collaboration tools such as Slack and Microsoft Teams have blurred the lines between personal and professional communication, and what’s necessary to supervise. Further complicating the situation, some public sector agencies have chosen not to separate personal and professional devices, opting instead for a BYOD policy as mentioned above.
Many of the consequences that state and local governments have to face are the same as those we’ve seen hit big organizations in regulated industries. So, BYOD and employees using unsanctioned channels of communication puts the agency at more risk. And while policy is important, it’s not enough. Prohibition only goes so far and it’s up to the agency to monitor use and enforce those policies.
- Cybersecurity and records management
When it comes to cybersecurity, some agencies are focused on fortifying attack surfaces. Attack surfaces are essentially the many different ways people with ill intentions can access your system, including staff, laptops, mobile devices, third-party software, and more. But Don Maclean, Chief Cyber Security Technologist, TD Synnex, Public Sector suggests that focusing on attack surfaces might not be the best option.
“It’s a whack-a-mole situation,” says Maclean. “You patch one hole today and someone creates another hole tomorrow as they discover a new way in.”
What Maclean is seeing instead, especially in federal government, is a strong push toward zero-trust security — which recognizes that users can be a security risk and lead to insider threats. However, taking a zero-trust approach focused on attack surfaces can make the IT department feel like a hamster on a wheel. Instead, Maclean suggests a protect surface focus.
“It’s kind of the other side of the coin of the attack surface,” says Maclean. “The protect surface is simply an enumeration of all of the things, mostly data, that you want to protect in your system.” An organization can determine the protect surface by conducting data discovery to find out what it has, what it needs to keep and what it needs to protect.
Smarsh® is the recognized global leader in electronic communications archiving solutions for regulated organizations. Smarsh provides innovative capture, archiving, e-discovery, and supervision solutions across the industry’s widest breadth of communication channels.
Scalable for organizations of all sizes, the Smarsh platform provides customers with compliance built on confidence. It enables them to strategically future-proof as new communication channels are adopted, and to realize more insight and value from the data in their archive. Customers strengthen their compliance and e-discovery initiatives and benefit from the productive use of email, social media, mobile/text messaging, instant messaging and collaboration, web, and voice channels.
Smarsh serves a global client base that spans the top banks in North America and Europe, along with leading brokerage firms, insurers, and registered investment advisors. Smarsh also enables state and local government agencies to meet their public records and e-discovery requirements. For more information, visit www.smarsh.com.
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