Be a Hero and Power Up at the 2022 FINRA Annual Conference


INSIGHT
Published
May 13th '22
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The 2022 Financial Industry Regulatory Authority (FINRA) Annual Conference is the place to be for compliance officers who have taken on the mission to reduce and minimize regulatory risk at their firm. This year, the conference is taking place in Washington D.C. on May 16-18.

 

FINRA Annual brings together practitioners, peers and regulators to discuss the latest in compliance, technology and regulatory trends. Industry professionals can attend sessions presented by FINRA President and CEO, Robert Cook and Securities and Exchange Commission (SEC) Chair, Gary Gensler, along with sessions such as:

 

  • FINRA’s Examination and Risk Monitoring Program
  • Social Media and the Rise of the Finfluencers
  • Communications Compliance: Current Developments
  • Cybersecurity: Emerging Industry Priorities and Threats
  • Vendor Management: Due Diligence and Oversight
  • Remote Supervision

 

…and plenty more.

 

Smarsh will be there, and we hope you’ll join us on a very important mission to take back compliance in the digital age — and stay ahead of risk.

 

Link: www.finra.org

 

  • Getting ahead of Risk

Once again, Smarsh is a Platinum Sponsor, and they can’t wait to help you tackle some of the biggest regulatory conversations happening right now: the role of regulatory technology in cybersecurity, risk management and more.

 

But this year is different. Smarsh suspect that the supervillain, Risk, is getting bolder and all signs point to a direct, multi-prong attack on your firm.

 

Join the fight with Team Smarsh to defeat Risk and prevent him from costing your firm massive financial and reputational damages.

 

RISK
Superpowers: Shapeshifting, Destruction, Mind Control
Risk takes many forms and can result in violations for non-compliance, data loss, IP loss, brand damage, money laundering, social engineering, high costs, security breaches, and more. Risk can only be defeated by YOU, with help from Team Smarsh.

 

  • Meet your team

Together with Team Smarsh, you’ll learn how you can:

 

  • Capture email, mobile, social, video, voice and encrypted messaging channels, including WhatsApp and WeChat, in their native formats and in context
  • Simplify search and retrieval of captured content by storing all communications data in one centralized compliance archive
  • Help compliance teams reclaim time and resources spent on supervision with purpose-built monitoring tools that streamline content reporting, flagging and escalation
  • Streamline cybersecurity practices with comprehensive monitoring and remediation of users, devices, vendors and networks

 

If you’ll be attending the 2022 FINRA Annual Conference, stop by the Smarsh booth in the Treasury Suite to defeat Risk!

 

Link: www.finra.org

 

Source & Images: Smarsh

 

About Smarsh

Smarsh® is the recognized global leader in electronic communications archiving solutions for regulated organizations. Smarsh provides innovative capture, archiving, e-discovery, and supervision solutions across the industry’s widest breadth of communication channels.

 

Scalable for organizations of all sizes, the Smarsh platform provides customers with compliance built on confidence. It enables them to strategically future-proof as new communication channels are adopted, and to realize more insight and value from the data in their archive. Customers strengthen their compliance and e-discovery initiatives and benefit from the productive use of email, social media, mobile/text messaging, instant messaging and collaboration, web, and voice channels.

 

Smarsh serves a global client base that spans the top banks in North America and Europe, along with leading brokerage firms, insurers, and registered investment advisors. Smarsh also enables state and local government agencies to meet their public records and e-discovery requirements. For more information, visit www.smarsh.com.

 

About us

LS Consultancy offer a complete solution with a range of cost effective, regulatory compliance and marketing products and solutions including copy advice and copy development which are uniquely suited to supporting firms.

 

Contact us today for a chat or send us an email to find out how we can support you in meeting your current and future challenges with confidence.

 

Explore our full range today.

 

Contact us

 

 

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Call Us Today on 020 8087 2377 or send us an email.

 

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