Regulations & laws

Financial Conduct Authority (FCA) Senior Management Arrangements, Systems and Controls Sourcebook (SYSC) Sch 1

The FCA’s Senior Management Arrangements, Systems and Controls Sourcebook (SYSC) was created to encourage firms to vest responsibility for effective and responsible organizations and to create a common platform for organizational and system controls requirements for all firms.

 

A big component of the SYSC Sourcebook is recordkeeping requirements for records such as conflict of interest records, client communications, business and internal organizational records.

 

 

LS Consultancy assumes no liability for the accuracy or completeness of this information. Please refer to the applicable regulators website for specific information on specific rules and regulations and how they apply to your business.

 

Contact us

 

Regulations & laws

⬑ Return to Compliance Support page

At LS Consultancy, we offer a complete solution with a range of cost effective, regulatory compliance services which are uniquely suited to supporting firms.

 

Explore our full range today.

 

Call us today on 020 8087 2377 or email info@lscprom.co.uk

 

Contact us

 

Why Not Download our FREE Brochures! Click here.