Guidelines on marketing communications for funds


INSIGHT
Published
Feb 2nd '22
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These guidelines apply to UCITS management companies, including any UCITS which has not designated a UCITS management company, Alternative Investment Fund Managers, EuVECA managers and EuSEF managers.

 

The Guidelines should apply to all marketing communications addressed to investors or potential investors for UCITS and AIFs, including when they are set up as EuVECAs, EuSEFs, ELTIFs and MMFs.

 

Download European Securities and Markets Authority (ESMA) Guidelines

 

Source: ESMA

 

Need some promotional advice? If you want to understand more about how to make sure your marketing materials meet regulatory standards, please click here.

 

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The Compliance workload shows no signs of decreasing. An ever-growing list of requirements and regulatory changes makes the compliance role harder than ever.

 

When you face business or regulatory challenges, we provide solutions that are tailor-made to your needs with a view to releasing your energies to focus on your clients.

 

LS Consultancy has wealth of experience in reviewing adverts and financial promotions and can do so on a one-off or on an on-going basis.

 

We are also skilled in reviewing and assessing your financial promotion procedures and can assist you to establish the necessary framework to help future compliance with regulatory requirements.

 

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As always, our team of professional consultants are on hand to assist you in reviewing and developing your compliance framework. If you have any questions, please get in contact by phoning 020 8087 2377 or email info@lscprom.co.uk.

 

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