ESMA publishes second overview of national rules governing fund marketing

Jul 5th '23

The European Securities and Markets Authority (ESMA), the EU securities markets regulator and supervisor, has submitted to the European Parliament, the Council and the European Commission its second report on national rules governing the marketing of investment funds under the Regulation on cross-border distribution of funds 


The key findings are the following:



In this report, ESMA provides an overview of the marketing requirements across Member States, and analyses the effects of national laws, regulations and administrative provisions governing the marketing communications for investment funds. The report is based on responses provided by National Competent Authorities (NCAs) to two questionnaires prepared by ESMA.


Next steps 

ESMA will submit to the European Parliament, the Council and the Commission a new iteration of the report in two years.


Source: ESMA


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