Marketing Guide to Compliance

⬑ Return to Resources page

In our free guide, we’ve provided answers to nine key areas that marketing needs to know about financial promotions and compliance. Hopefully, they will help you ensure your financial promotions meet the FCA’s requirements.

 

9 Key Areas:

 

  1. Are any changes planned to the financial promotions
    regulations?
  2. What is the role of your Compliance team in ensuring your
    financial promotions comply with the FCA?
  3. What is the FCA looking for in financial promotions?
  4. What is a ‘real-time financial promotion’ and how does the
    compliance process differ?
  5. Why are financial promotions so heavily regulated?
  6. What constitutes a financial promotion?
  7. What are common Compliance pitfalls for Marketing to look
    out for when producing financial promotions?
  8. How does the FCA assess financial promotions regulations?
  9. How can Marketing make Compliance’s life easier (and vice
    versa)

 

All of these topics and more are covered in The Marketing Guide to Compliance, which you can download by completing the following form.

 

First name*
Last name*
Email*
Phone number*
Company name*
Job title
Please select all the ways you would like to hear from LS Consultancy:
You can unsubscribe at any time by clicking the link in the footer of our emails. To find out more, please read our Data Policy. To comply with the Data Protection requirements, we will not sell, rent or exchange your details with any other organisation.
Download
Submitted
If your download hasn't started please click here