How to Prepare for an FCA Visit⬑ Return to Resources page
Free guide on preparing for an FCA visit.
If a visit from the regulator is imminent, you have a real impetus to get organised.
If this is the case – or if you just want to be prepared – you can download, How to prepare for an FCA visit, written by our founder & compliance expert Christopher Hall.
It has a wealth of tips on preparing for the FCA if they decide to visit your firm, along with 13 questions you should ask yourselves before the regulator arrives. The Guide is free to download.
Please fill out the form below and download the file to view it.