FCA Regulatory Business Plan Template

⬑ Return to Resources page

When carrying out a regulated activity, a firm needs to be authorised by the Financial Conduct Authority (FCA). For certain firms, the FCA authorisation application must be supported by a regulatory business plan. This document must be submitted alongside the application. The aim of the plan is to demonstrate that the firm has the adequate and appropriate resources and controls in place to comply with the relevant rules.

 

Business Plan Features

 

  • Free download
  • Fully customisable
  • Easy to use Word format
  • Developed by experts
  • Supplements FCA application
  • Saves time & resources

 

Please fill out the form below to download your free copy of our FCA regulatory business plan template to supplement your authorisation application.

First name*
Last name*
Email*
Phone number
Company name
Job title
Please select all the ways you would like to hear from LS Consultancy:
You can unsubscribe at any time by clicking the link in the footer of our emails. To find out more, please read our Data Policy. To comply with the Data Protection requirements, we will not sell, rent or exchange your details with any other organisation.
Download
Submitted
If your download hasn't started please click here