FCA Regulatory Business Plan Template⬑ Return to Resources page
When carrying out a regulated activity, a firm needs to be authorised by the Financial Conduct Authority (FCA). For certain firms, the FCA authorisation application must be supported by a regulatory business plan. This document must be submitted alongside the application. The aim of the plan is to demonstrate that the firm has the adequate and appropriate resources and controls in place to comply with the relevant rules.
Business Plan Features
- Free download
- Developed by experts
- Supplements FCA application
- Saves time & resources
Please fill out the form below to download your free copy of our FCA regulatory business plan template to supplement your authorisation application.