Corporate Compliance Services

Compliance Services

Our corporate compliance services cover a wide range of managed services including e-communication reviews, marketing material and advertisement review, regulatory compliance review and social media.

 

Our compliance professionals work as an extension of your firm’s team of in-house compliance officers to provide support and assist you in terms of seamless workflow. Combined with our expertise in compliance, our subject-matter experts strive to maintain internal controls and help redesign workflow to mitigate inherent and potential risks identified under any policy or regulation.

 

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Corporate Compliance Services

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Corporate Compliance Support. We Offer:

 

Marketing and Advertising Review

  • Portfolio Analysis
  • Performance Analysis
  • Client Reporting
  • Factsheet
  • Strategy/Product Presentations
  • Press Releases/Media Newsletters
  • Website Content
  • Commentaries
  • Risk Reports
  • Educational Presentations
  • Thought Leadership
  • Pitchbooks
  • Product Profile
  • RFPs/RFIs
  • Whitepapers
  • Brochures

 

Social Media

  • LinkedIn Reviews
  • Twitter Reviews
  • Social Media Posting reviews

How we are different

We are specialised in reviewing material from a number of regulators such as the US Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA) and  Financial Conduct Authority (FCA) to name a few, providing you with a centre of excellence to support your global marketing compliance teams.

 

We are committed to helping firms mitigate high risks such as existing and potential individual and organisational conflict, conducting due diligence, anti-money laundering and bribery with a key focus on protecting stakeholder interest.

 

We have extensive experience helping onshore teams understand an immediately actionable plan at the start of their day.

 

We are experienced in working with compliance tools such as Smarsh, Symphony, Salesforce to provide regulatory compliance services.

 

About us

At LS Consultancy, we provide a cost-effective and timely copy advice and copy development services to make sure all your advertising and campaigns are compliant, clear and suitable for their purpose.

 

We are experts in Marketing and Compliance, and work with a range of firms to assist with improving their documents, processes and systems to help mitigate risk.

 

Contact us today for a chat or send us an email to find out how we can support you in meeting your current and future challenges with confidence.

 

Explore our full range today.

 

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Compliance Support Services Explained