Do you have the right regulatory compliance support?


INSIGHT
Published
Sep 8th '23
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Do you have the right regulatory compliance support that promptly responds to your enquiries? Are you keeping up to date with regulatory changes and shifts, able to keep ahead of the curve? Is your current compliance support providing the qualified & experienced expertise you need, when you need it?

 

We understand your pain.

 

We advise a range of companies from one-man bands to small banks, payment institutes, stockbrokers to investment groups.

 

We get file checks completed in 3 days, conduct governance or AML reviews fast and provide retainer services to those who need an experienced company to bounce ideas off of.

 

We have been helping firms like yours since the year 2015!

 

We have a small but perfectly formed team.

 

We also provide financial promotion advice, monitoring plan audits, compliance audits, business reviews, Regdata returns service, training and a comprehensive range of other services… just ask.

 

The way we can help is…

 

Have an initial discussion to identify your needs both now and in the future. Clarify the levels of service you need specifically.

 

Create a bespoke plan for you and your firm, including the frequency and content input you need.

 

Be available for what we have stated when we have stated it. Delivering our promises keeping you clear to do your day job.

 

You don’t want to miss regulatory developments and be found missing key changes if ever questioned by the FCA.

 

Failing to train out and embed new initiatives and missives from the FCA is a recipe for disaster.

 

Without having a “sanity” check with experienced and qualified people, compliance can seem a lonely path.

 

Get a fully FCA compliant and complete application pack created by a firm with proven regulatory experience.

 

We will guide you through the rules and regulations explaining to you and how they apply to your business.

 

Don’t waste time taking advice from people who don’t know or think they know; listen to those who have nearly half of their annual business reliant on FCA authorisations or registrations.

 

Contact us – book a discussion with no obligation.

 

Related: 9 top ways to comply with FCA regulations?

 

About us

LS Consultancy are experts in Marketing and Compliance, and work with a range of firms to mitigate risk.

 

We provide a cost-effective and timely bespoke copy advice and copy development services to make sure all your advertising and campaigns are compliant, clear and suitable for their purpose.

 

Our range of innovative solutions can be tailored to suit your unique requirements, no matter whether you’re currently working from home, or are continuing to go into the office. Our services can be deployed individually or combined to form a broader solution to release your energies and focus on your clients.

 

Contact us today for a chat or send us an email to find out how we can support you in meeting your current and future challenges with confidence.

 

Explore our full range today.

 

Contact us

 

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Call Us Today on 020 8087 2377 or send us an email.

 

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