Trying to find a governance review process, or need an external review of governance?


INSIGHT
Published
Mar 11th '23
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Still looking for the elusive governance review template, trying to find a governance review process, or need an external review of governance?

 

The Financial Conduct Authority (FCA) expects you to know what systems and controls your business has and never provide a schedule of documents. The activity for you involved around using a governance review template, or perfecting your own governance review process is time consuming and therefore costly.

 

Why not get the specialists to do a SYSC 3 evaluation. We will do a gap analysis for you of what you have and what you (in our opinion) should have to run your business. Not only that but we will provide a written report of the missing policies and a description of why they are important.

 

You don’t have to fill the gaps if you don’t want to, but you can do it yourself or ask us to create new documents for you; we will be happy to quote.

 

Just contact us and we will contact you with the required forms for you to return. T&C’s apply*.

 

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LS Consultancy are experts in Compliance, and work with a range of firms to help mitigate risk.

 

We also provide a cost-effective and timely bespoke copy advice and copy development services to make sure all your advertising and campaigns are compliant, clear and suitable for their purpose.

 

Our range of innovative solutions can be tailored to suit your unique requirements, no matter whether you’re currently working from home, or are continuing to go into the office. Our services can be deployed individually or combined to form a broader solution to release your energies and focus on your clients.

 

Contact us today for a chat or send us an email to find out how we can support you in meeting your current and future challenges with confidence.

 

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* T&C’s: To apply you have to be a UK FCA Authorised Firm with at least 1 Years trading. You have to be a SMF 3/16/17 and be based in the UK.