Fixed Price Authorisations – monthly payment available.
Assuming that your activity falls under the regulated activities of the Financial Services & Markets Act 2000 (as amended) and you have sufficient experience of the industry you want to operate in (i.e., at least 2 years) and are of good standing professionally and financially, then you should have few issues. The main challenge many face is understanding the regulatory terms and industry jargon.
We are compliance specialists capable of handling you application from start to finish. Our fixed price quote includes all policies and an annual compliance monitoring plan as required by the regulator. All forms will be completed on your behalf (excluding electronic signatures etc) unless you have already done so. Plus we will answer any questions before submission and throughout the approval process. All regulator questions and requests for explanations throughout the approval process at no extra charge.
How long does the FCA application process take?
The FCA will conduct a thorough review of your business plan and will want to ensure your Firm does not pose a risk to the integrity of the UK’s Financial Services Industry. This process can typically take around six months.
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