Getting authorised in the UK with the FCA/PRA

Successfully guiding you through the regulatory process

We have extensive experience of FCA complaints regulations and have worked in a variety of FCA and PRA regulated businesses across the whole regulatory spectrum; this includes large multinational companies and small start-ups.

 

How do we manage your FCA application?

 

Too many regulatory compliance consultancies provide a range of stock or off the shelf services, but we are a leading authorisation consultant and provide bespoke services at a high standard.

 

FCA/PRA Authorisations, Registration or Licencing is a very involved process requiring you to know not only your business, but also how your business works and the risk areas it is likely to be impacted by.

 

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FCA/PRA Authorisations

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INSIGHT
Published
Jun 10th '20
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Fixed Price Authorisations – monthly payment available.

 

Assuming that your activity falls under the regulated activities of the Financial Services & Markets Act 2000 (as amended) and you have sufficient experience of the industry you want to operate in (i.e., at least 2 years) and are of good standing professionally and financially, then you should have few issues. The main challenge many face is understanding the regulatory terms and industry jargon.

 

We are compliance specialists capable of handling you application from start to finish. Our fixed price quote includes all policies and an annual compliance monitoring plan as required by the regulator. All forms will be completed on your behalf (excluding electronic signatures etc) unless you have already done so. Plus we will answer any questions before submission and throughout the approval process. All regulator questions and requests for explanations throughout the approval process at no extra charge.

 

How long does the FCA application process take?

The FCA will conduct a thorough review of your business plan and will want to ensure your Firm does not pose a risk to the integrity of the UK’s Financial Services Industry. This process can typically take around six months.

 

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Why Not Download our FCA Authorisation basic process or our free FCA regulatory business plan template today…

 

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