Supporting your business on its compliance journey, every step of the way.

Compliance Experts

All of our consultants have over 20 years’ experience in Financial Services, they are experts in all matters of compliance.

Our team provides bespoke, practical advice that is cost effective and accessible to businesses of all sizes – whether it’s AML compliance or a GDPR. We help you and everyone in your business understand the importance of risk management and complying with professional or industry regulations.

Compliance is a fast-evolving area across the financial industry. We stay on top of regulation changes for you. And then actioning the changes to ensure that you remain compliant.

We offer efficient Compliance services to give you comfort that your firm is complying with all the relevant regulations whilst maintaining a commercial perspective.

You can instruct us on a discrete issue or we can assist with all your regulatory obligations. We form multi-disciplinary teams, bespoke for you, for example with compliance professionals as necessary.

Please see below for more specific areas of Compliance we cover.

If you need an extra pair of hands or assistance in a specific area, pick up the phone for a chat.

Contact: 020 8087 2377

Compliance Support Services Explained

Get Compliant | Stay Compliant

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Compliance arsenal

⬑ Return to Expertise page

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Advert
Copy Advice

Getting advertising right is tricky. We will balance your needs to communicate a clear business message with relevant Advertising Standards Authority and Financial Conduct Authority requirements.

Claims
Management

We can help your firm prepare for the world of FCA regulation, from the application process to day-to-day requirements.

Compliance
Management

We assist authorised firms, and those seeking authorisation, with their FCA compliance. Firms, particularly those with little compliance capacity, We can be vital in compliance management.

Corporate Compliance Services

Our corporate compliance services cover a wide range of managed services including e-communication reviews, marketing material and advertisement review, regulatory compliance review and social media.

Consumer Credit

Whether you want ongoing consumer credit regulatory support or a one-off service, we can deliver a compliance solution that adds value and works for your business.

Cryptoasset compliance support

If you’re an established cryptoassets exchange, broker, or other market stakeholder, we can help you verify that you’re providing an attractive and responsible service.

ESG support

Firms who are not meeting critical Environmental, Social, and Governance regulations criteria reduce their ability to attract investment and talent.

FCA Advice

If you are authorised by the FCA, you must understand the rules.

FCA Authorisation

Authorisations are an essential step in a firm’s lifecycle as you look to start your business or enhance its activity permissions

FCA Visits

Helping you prepare effectively for an FCA visit.

Financial Crime & Anti-Money Laundering

Confused about your anti-money laundering and counter-terrorist financing obligations?

Financial Promotion Advice

Your financial promotions and your website present the public face of your business. Making sure they’re compliant is absolutely crucial.

Fintech support

Providing compliance support to businesses in the fintech sector.

GAIRUS program

Governance Appraise, Inform, Review & Update Service (GAIRUS) program

GDPR for Small Businesses

We provide small businesses with a managed approach to General Data Protection Regulation (GDPR) compliance. We will work with you to achieve and maintain compliance.

General Insurance

Whether you’re looking for ongoing insurance regulatory support or a one-off service, you can count on us to understand the regulatory issues you face and deliver the precise compliance support you need.

Governance and Culture

We help businesses of all types and sizes meet their regulatory obligations and reap the benefits of instilling robust governance frameworks.

Health checks and reviews

LS Consultancy could help bring a fresh perspective on improvements and enhancements to your established compliance practices

Investments

Whether you’re looking for ongoing investment regulatory support or expert assistance with a particular compliance issue, we can help.

Marketing Compliance audits

Advice to help advertisers decide how best to pursue their marketing contract compliance audit programme

Past Business Reviews

Services for Regulated Firms including Past Business Reviews

Policies and procedures writing services

Don’t let your organisation be held back by poorly written policies and procedures.

SM&CR

There’s a lot involved in making sure you comply with the regime but help is at hand.

Treating Customers
Fairly (TCF)

It is the responsibility of each firm to review practices in order to ensure that you are supporting the principle of Treating Customers Fairly and are focussed on achieving six outcomes.

Outsourcing

Financial services firms are exploring new ways of working whilst still maintaining high levels of control over their business.

Virtual Compliance
Manager

We can help you discretely on projects or to provide the support required in both implementing new procedures and addressing recently identified issues.

Compliance Support Services Explained

What you need to know

Consumer Duty Alliance

An independent, not-for-profit community interest company aiming to help the personal finance sector successfully implement the FCA’s Consumer Duty.