Supporting your business on its compliance journey, every step of the way.

We offer efficient and professional Compliance services.

 

Compliance is a fast-evolving area across the financial industry. We offer efficient Compliance services to give you comfort that your firm is complying with all the relevant regulations whilst maintaining a commercial perspective.

 

Please see below for more specific areas of Compliance we cover.

 

If you need an extra pair of hands or assistance in a specific area, pick up the phone for a chat.

 

Contact us

Compliance arsenal

⬑ Return to Expertise page
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FCA
Authorisation
Your firm requires FCA authorisation if it carries out an activity regulated under the Financial Services and Markets Act 2000.
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AML
&
Financial Crime
Our anti-money laundering and counter-terrorist financing solutions are designed to help reduce risks associated, whilst ensuring they are risk-based and proportionate to your business.
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Advert
Copy Advice
Getting advertising right is tricky. We will balance your needs to communicate a clear business message with relevant Advertising Standards Authority and Financial Conduct Authority requirements.
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Compliance
Management
We assist authorised firms, and those seeking authorisation, with their FCA compliance. Firms, particularly those with little compliance capacity, We can be vital in compliance management.
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Claims
Management
We can help your firm prepare for the world of FCA regulation, from the application process to day-to-day requirements.
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GDPR for
Small Businesses
We provide small businesses with a managed approach to General Data Protection Regulation (GDPR) compliance. We will work with you to achieve and maintain compliance.
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Treating Customers
Fairly (TCF)
It is the responsibility of each firm to review practices in order to ensure that you are supporting the principle of Treating Customers Fairly and are focussed on achieving six outcomes.
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Policies and
Procedures
The FCA requires you to have Compliance Documentation available for inspection at their request.
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Virtual Compliance
Manager
We can help you discretely on projects or to provide the support required in both implementing new procedures and addressing recently identified issues.
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Locum/Outsourced
Compliance Officer
We act as locum/outsourced compliance officers for firms in a number of circumstances. Also LSC act as an experts within a compliance resource where businesses need extra support.
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LS Consultancy has tonnes of experience and a dedicated team. We can be there as and when you need us.