Supporting your business on its compliance journey, every step of the way.

Regulatory Risk and Compliance Experts

All of our consultants have over 20 years’ experience in Financial Services, they are experts in all matters of compliance.

 

Compliance is a fast-evolving area across the financial industry.  We stay on top of regulation changes for you.  And then actioning the changes to ensure that you remain compliant.

 

We offer efficient Compliance services to give you comfort that your firm is complying with all the relevant regulations whilst maintaining a commercial perspective.

 

Please see below for more specific areas of Compliance we cover.

 

If you need an extra pair of hands or assistance in a specific area, pick up the phone for a chat.

 

 

Compliance Support Services Explained

 

Get Compliant | Stay Compliant

 

Contact us

Compliance arsenal

⬑ Return to Expertise page
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Advert
Copy Advice
Getting advertising right is tricky. We will balance your needs to communicate a clear business message with relevant Advertising Standards Authority and Financial Conduct Authority requirements.
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Claims
Management
We can help your firm prepare for the world of FCA regulation, from the application process to day-to-day requirements.
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Compliance
Management
We assist authorised firms, and those seeking authorisation, with their FCA compliance. Firms, particularly those with little compliance capacity, We can be vital in compliance management.
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Corporate Compliance Services
Our corporate compliance services cover a wide range of managed services including e-communication reviews, marketing material and advertisement review, regulatory compliance review and social media.
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Consumer Credit
Whether you want ongoing consumer credit regulatory support or a one-off service, we can deliver a compliance solution that adds value and works for your business.
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Cryptoasset compliance support
If you’re an established cryptoassets exchange, broker, or other market stakeholder, we can help you verify that you’re providing an attractive and responsible service.
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FCA
Authorisation
Your firm requires FCA authorisation if it carries out an activity regulated under the Financial Services and Markets Act 2000.
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FCA Visits
Helping you prepare effectively for an FCA visit.
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Financial Crime & Anti-Money Laundering
Our anti-money laundering and counter-terrorist financing solutions are designed to help reduce risks associated, whilst ensuring they are risk-based and proportionate to your business.
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Financial Promotion Advice
Your financial promotions and your website present the public face of your business. Making sure they’re compliant is absolutely crucial.
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Fintech support
Providing compliance support to businesses in the fintech sector.
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GDPR for
Small Businesses
We provide small businesses with a managed approach to General Data Protection Regulation (GDPR) compliance. We will work with you to achieve and maintain compliance.
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General Insurance
Whether you’re looking for ongoing insurance regulatory support or a one-off service, you can count on us to understand the regulatory issues you face and deliver the precise compliance support you need.
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Governance and Culture
We help businesses of all types and sizes meet their regulatory obligations and reap the benefits of instilling robust governance frameworks.
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Investments
Whether you’re looking for ongoing investment regulatory support or expert assistance with a particular compliance issue, we can help.
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Marketing Compliance audits
dvice to help advertisers decide how best to pursue their marketing contract compliance audit programme
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Past Business Reviews
Services for Regulated Firms including Past Business Reviews
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Policies and
Procedures
The FCA requires you to have Compliance Documentation available for inspection at their request.
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SM&CR
There’s a lot involved in making sure you comply with the regime but help is at hand.
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Treating Customers
Fairly (TCF)
It is the responsibility of each firm to review practices in order to ensure that you are supporting the principle of Treating Customers Fairly and are focussed on achieving six outcomes.
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Locum/Outsourced
Compliance Officer
We act as locum/outsourced compliance officers for firms in a number of circumstances. Also LSC act as an experts within a compliance resource where businesses need extra support.
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Virtual Compliance
Manager
We can help you discretely on projects or to provide the support required in both implementing new procedures and addressing recently identified issues.
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Compliance Support Services Explained
What you need to know
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LS Consultancy has tonnes of experience and a dedicated team. We can be there as and when you need us.