Compliance: The ever-changing landscape
Governance, Risk & Regulatory
Regulatory Compliance Management⬑ Return to Compliance Support page
The financial services industry continues to experience waves of significant and ever evolving regulatory change, often involving intangible elements. It is difficult for firms to digest coming regulation, to design and implement controls, and to manage the changing landscape, whilst always providing assurance to senior management and regulators that the controls are robust and effective.
We assist authorised firms, and those seeking authorisation, with ensuring compliance. For some firms, particularly those with little internal compliance capacity, consultants are an integral part of their compliance management.