Compliance: The ever-changing landscape

Governance, Risk & Regulatory

Regulatory Compliance Management professionals assist firms to identify the laws, rules, codes and standards applicable to their operating environment, operationalise compliance obligations into daily processes and procedures, monitor compliance controls, compliance reporting internally.

Contact us

Regulatory Compliance Management

⬑ Return to Compliance Support page

The financial services industry continues to experience waves of significant and ever evolving regulatory change, often involving intangible elements.  It is difficult for firms to digest coming regulation, to design and implement controls, and to manage the changing landscape, whilst always providing assurance to senior management and regulators that the controls are robust and effective.

 

We assist authorised firms, and those seeking authorisation, with ensuring compliance. For some firms, particularly those with little internal compliance capacity, consultants are an integral part of their compliance management.

Contact us