We’ve have created this resource library with free downloadable content for Marketing, Compliance, Sales teams along with Company Secretaries, Administrators and Boards.

We are adding more free resources to this page over the coming months.

If there is something you would like to see here do let us know. Contact Us.


GDPR Articles 13 & 14 Information Disclosures infographic.

25th May 2018 brings the biggest change to data protection laws in a decade.

Download our infographic.

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GDPR Compliance Statement

Do you want to provide visitors to your office or website with an overview of how you are preparing for the GDPR? Maybe one of your suppliers or clients has asked you to provide a project plan for the actions you are taking to meet and comply with the new data protection Regulation.

Our GDPR Compliance Statement template describes the measures, controls and actions you are taking to prepare for, and implement the GDPR. It can be customised and corporate branded to suit your business type and requirements.

Click the button below to download our  GDPR Compliance Statement below in a .doc format:-


Legitimate Interests Assessment (LIA)

If you are considering relying on legitimate interests as a legal basis for processing under the GDPR, you will need to assess and evidence your reasons and decision. The Information Commissioner’s Office and Article 29 Working Party a provide guidance on what to include in an assessment, but do not yet provide the framework or a working template.

We have utilised the Regulation provisions and existing guidance in this area to develop our Legitimate Interests Assessment (LIA) template that can be used by any industry to assess and evidence their interests and reliance on using this legal basis. Whether for general personal data processing or for direct marketing purposes, our Word template is easy to use and can be customised to suit your requirements.

Click the button below to download our LIA in a .doc format:-


MiFID II requirements & checklist

MiFID II requirements & checklist

We’ve worked with Perivan Technology, to produce not just a checklist but also a downloadable summary of requirements. Together, they could help you to ensure your approach to Markets in Financial Instruments Directive II (“MiFID II”).

This document provides information on interpreting requirements for client communications and financial promotions under MiFID II.

The contents are intended as a general guide only.

Download our MiFID II requirements & checklist now.

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Creative Briefing Document

Creative brief sample for advertising and design projects with consumer insights, audience profile, media and schedule.

Download our Creative Briefing Document Template in .doc format.

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Whistleblowing Policy & Procedure

This document is both a legal and regulatory requirement for companies to have a clear and defined Whistleblowing Policy in place. The Public Interest Disclosure Act 1998 offers certain rights and protection to any individual who witnesses or is concerned about illegal activities taking place within a business and this download template sets out a firms intent and objectives.

Download our Whistleblowing Policy & Procedure Template in .doc format.

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MLRO Annual Report Template

Senior management arrangements, Systems and Controls (SYSC 6.3.7 – Financial crime) specifies that the appointed Money Laundering Reporting Officer (MLRO) is to ensure the appropriate provision of information to its governing body and senior management, including a report, at least annually, on the operation and effectiveness of the systems and controls put into place to enable it to identify, assess, monitor and manage money laundering risk.

This MLRO Annual Report Template is free to download and provides firms with a guidance template for the format and inclusions required on this report.

Download our MLRO Annual Report Template in .doc format.

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Regulatory Business Plan Template

This Regulatory Business Plan is a template for the mandatory document required by the FCA during authorisation application.

This document is just a suggested template, we have provided it here as a free to download – however it is important to note that these headings and sections are suggestions and each firm must ensure that they have provided all of the necessary and requested information to create a suitable document.

Download our template today. Click the button below.


We’ve teamed up with Perivan Technology,  to create a free guide on how to prepare for an FCA visit. It contains a wealth of tips on how you can be ready for the FCA if they decide to visit your firm, along with 13 questions you should ask yourselves before the regulator arrives.

A visit from the FCA can be a daunting prospect, but with the right groundwork, you can be prepared if they decide to call on your firm. Download this free guide to give you some tips.

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Business Continuity Plan template

This Business Continuity Plan is free to download and provides firms with a standard template to use for disaster recovery and risk management. The template contains the usual sections such as aims, contact lists, critical functions, recovery options and updates and also provides some guidance notes for completing each section.

Download our Business Continuity Plan Template in .doc format.

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